Enforcement Action No. |
Action Type |
Name |
Status |
Date |
2005-9846905 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
02-04-2005
|
2003-2803 |
SFK |
ST BCA SIGNED |
T |
09-10-2003
|
2003-1003 |
SFJ |
ST FORMAL NOV ISSUED |
T |
08-04-2003
|
2002-809502 |
SFK |
ST BCA SIGNED |
T |
11-13-2001
|
1992-1374492 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
08-24-1992
|
1992-1374392 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
08-05-1992
|
1992-1283892 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
06-26-1992
|
1992-1283792 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
06-03-1992
|
1992-1283692 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
04-01-1992
|
1992-1177192 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
02-01-1992
|
1992-1177292 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
01-08-1992
|
1992-1070692 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
11-01-1991
|
1991-979291 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
09-07-1991
|
1991-979191 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
08-01-1991
|
1991-979091 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
07-01-1991
|
1991-910291 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
06-20-1991
|
1991-853991 |
SFG |
ST PUBLIC NOTIF ISSUED |
T |
03-26-1991
|
1991-853891 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
01-18-1991
|
1990-682390 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
09-10-1990
|
1990-682290 |
SFG |
ST PUBLIC NOTIF ISSUED |
T |
08-21-1990
|
1990-682190 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
07-20-1990
|
1990-535490 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
03-01-1990
|
1990-430390 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
12-26-1989
|
1990-430290 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
12-15-1989
|
1989-320689 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
08-28-1989
|
1989-320589 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
08-15-1989
|
1989-215789 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
04-12-1989
|
1989-91689 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
02-03-1989
|
1989-91589 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
10-31-1988
|
1988-388 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
09-30-1988
|
1988-288 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
09-30-1988
|
1988-188 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
09-30-1988
|