Enforcement Action No. |
Action Type |
Name |
Status |
Date |
1992-1353392 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
09-01-1992
|
1992-1148092 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
03-12-1992
|
1992-1045192 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
10-27-1991
|
1992-1045092 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
10-16-1991
|
1991-894591 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
06-05-1991
|
1991-894491 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
05-16-1991
|
1991-842691 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
01-09-1991
|
1991-746891 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
12-05-1990
|
1990-657790 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
07-11-1990
|
1990-516290 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
03-23-1990
|
1990-516190 |
SOX |
ST COMPLIANCE ACHIEVED |
T |
03-15-1990
|
1990-402090 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
11-29-1989
|
1990-401990 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
11-14-1989
|
1989-292789 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
07-26-1989
|
1989-292689 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
07-10-1989
|
1989-195489 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
04-03-1989
|
1989-46289 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
03-07-1989
|
1989-46189 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
11-30-1988
|
1988-288 |
SIE |
ST PUBLIC NOTIF REQUESTED |
T |
09-30-1988
|
1988-388 |
SIF |
ST PUBLIC NOTIF RECEIVED |
T |
09-30-1988
|
1988-188 |
SIA |
ST VIOLATION/REMINDER NOTICE |
T |
09-30-1988
|